Broker Check

Investment Management

Our investment philosophy is to manage client’s assets seeking to achieve positive returns with the lowest commensurate risk in all market environments. We are committed to keeping our client’s best interest at the forefront while taking into consideration their long term goals and objectives.

Fee-Based Asset Management

We utilize LPL Financial's Strategic Asset Management “SAM” platform to manage private client assets for an asset based fee. In this environment we earn a fee based on the value of our client’s account and not from commissions generated by trading. Since our compensation is tied directly to growing our clients’ assets, our incentives are directly aligned with pursuing our clients’ financial goals.

Additional Services

We offer an array of ancillary services to our private clients including:

  • Retirement Planning – Accumulation strategies and distribution strategies.
  • College Funding – 529 college savings plans.
  • Financial Planning – Comprehensive financial plans.
  • Insurance Services – Long term care insurance, life insurance and tax-deferred annuities.
  • Tax-Advantaged Investing – Strives to reduce your tax liability and lets more money work for you.
  • Corporate 401(k) Retirement Plans – We offer retirement plan consulting services. 
  • Tax services are not offered by Duggins Financial, LPL Financial or affiliated advisors.